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Gordon Li-Heng Chen

J.P. Morgan Securities LLC

South Pasadena, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-03-18
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2019-03-18
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

1305 Fair Oaks Avenue, South Pasadena, CA 91030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc South Pasadena CA 10/2012 Present
Jpmorgan Chase Bank Na South Pasadena CA 12/2011 Present
Previous Registrations
  • 2012-04-10 → 2012-10-01
    Chase Investment Services Corp.
    Monterey Park, CA
    South Pasadena, CA
    Pasadena, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-06
S63 Uniform Securities Agent State Law Examination 2010-04-29
  • S66 Uniform Combined State Law Examination
    2012-04-06
  • S63 Uniform Securities Agent State Law Examination
    2010-04-29
Designations
Other Names
  • Gordon Chen
  • Li-Heng Chen

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · SOUTH PASADENA, CA
LPL FINANCIAL LLC · SOUTH PASADENA, CA
LPL FINANCIAL LLC · SOUTH PASADENA, CA
GREENLAKE ASSET MANAGEMENT LLC · SOUTH PASADENA, CA
WELLS FARGO CLEARING SERVICES, LLC · SOUTH PASADENA, CA
NEWBURY CAPITAL MANAGEMENT, LLC · SOUTH PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SOUTH PASADENA, CA
COPPELL ADVISORY SOLUTIONS LLC · South Pasadena, CA

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