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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-26 |
Branch Locations
1285 Avenue Of The Americas Floor 15 Thru 18, New York, NY 10019 • United States
New Hyde Park, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs | New York | NY | 06/2010 | Present |
NAME OF OTHER BUSINESS: essential home care / INVESTMENT RELATED?:N/ ADDRESS: 87-46 168th st, Jamaica, NY / NATURE OF THE BUSINESS: agency that provides services for patients including ADL activities / POSITION:/ DUTIES: personal care services such as hands on assistance with activities with daily living / START DATE: 11/21/22 / HOURS DEVOTED TO BUSINESS:NA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-11-07 |
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