Steve Ma

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2010 → Present
  Prudential Insurance Company Of America
  Brooklyn, NY
• 02/2010 → 11/2024
  Pruco Securities, Llc.
  Brooklyn, NY
• 11/2024 → Present
  Lpl Enterprise, Llc
  Brooklyn, NY

Previous Registrations

• 2021-06-07 → 2024-11-14
  Pruco Securities, Llc.
  Brooklyn, NY
  Flushing, NY

Other Businesses

1) 12/06/2024-Healthcare Exchange-Broker-Non-Variable Insurance-Inv related-At Brooklyn, NY-Start date 08/30/2018-8hrs/mth-0hrs/mth during trading 2) 12/06/2024-Rental Property-Owner-Real Estate Rental-Inv related-At Norwich, CT-Start date 08/30/2018-2hrs/mth-0hrs/mth during trading 3) 12/06/2024-Silver Bridge Financial Services, Inc.-President-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 08/30/2018-160hrs/mth-160hrs/mth during trading 4) 6/18/2026-Chinese Conservative Baptist Church-Trustee-Non-Profit Board Member-Inv related-At New York, NY-Start date 05/01/2026-2hrs/mth-0hrs/mth during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-11-22
• S63 Uniform Securities Agent State Law Examination
  2010-04-06

Other Names

• Zheng Zheng Ma