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123 East 2Nd Avenue, Spokane, WA 99202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2021-08-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Spokane | WA | 10/2015 | Present |
| Financial Advocates Investment Management | Olympia | WA | 10/2015 | 04/2021 |
| Hoyt, Lewis & Associates | Spokane | WA | 10/2015 | 04/2021 |
| Fortitude Financial, Llc | Spokane | WA | 04/2021 | Present |
1) 8/11/2016: No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Started 01/01/2016 - 0 Hours Per Month - Notary Public. 2) 7/20/2021 - Fortitude Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/09/2021 - 168 Hours Per Month/4 Hours During Securities Trading. 3) 7/27/2021 - Fortitude Financial, LLC - DBA: (Hybrid) Fortitude Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Admin. - Started 07/09/2021 - 168 Hours Per Month/5 Hours During Securities Trading. 4) 7/27/2021 - Fortitude Financial, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin. - Started 07/09/2021 - 168 Hours Per Month/5 Hours During Securities Trading - I provide administrative support to Fortitude Financial, LLC, an independent investment advisor firm. I started this business activity in 07/2021. I expect to spend approximately 168 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 2013-06-13 |
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