Leopoldo Enrique Ferris Wallis

Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 09/2021
  Morgan Stanley
  New York, NY
• 05/2016 → 09/2021
  Morgan Stanley Private Bank, National Association
  New York, NY
• 09/2021 → Present
  Oppenheimer & Co.
  New York, NY
• 05/2016 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2018-03-19 → 2021-09-22
  Morgan Stanley
  New York, NY

Other Businesses

INVERSIONES TIO CONEJO LLC; INVESTMENT RELATED; NEW YORK/NY; HOLDING COMPANY; TITLE: OWNER; START DATE: 3/2009; DURING BUSINESS HOURS - 0; AFTER BUSINESS HOURS - 1. RENTAL PROPERTY; INVESTMENT RELATED; NEW YORK/NY; REAL ESTATE; TITLE: OWNER; START DATE: 10/1997; DURING BUSINESS HOURS - 0; AFTER BUSINESS HOURS - 1.

Exams

• S66 Uniform Combined State Law Examination
  2018-03-19
• S63 Uniform Securities Agent State Law Examination
  2010-08-11

Other Names

• Leopoldo Ferris
• Leopoldo Enrique Ferris