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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-05-20 |
| TX | RA | APPROVED | 2020-02-13 |
| CO | RA | APPROVED | 2019-11-10 |
Branch Locations
4190 Austin Bluffs Pkwy, Flr 01, Colorado Springs, CO 80918 • United States
2696 S. Colorado Blvd., Denver, CO 80222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank Na | Littleton | CO | 02/2013 | 07/2019 |
| Jpmorgan Chase Bank, N.A. | Denver | CO | 08/2019 | Present |
| J.P. Morgan Securities Llc | Denver | CO | 08/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 2010-03-19 |
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