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Michael A Grodek

J.P. Morgan Securities LLC

Colorado Springs, CO

Denver, CO

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-05-20
TX RA APPROVED 2020-02-13
CO RA APPROVED 2019-11-10
  • PA RA
    APPROVED
    Since 2022-05-20
  • TX RA
    APPROVED
    Since 2020-02-13
  • CO RA
    APPROVED
    Since 2019-11-10

Branch Locations

4190 Austin Bluffs Pkwy, Flr 01, Colorado Springs, CO 80918 • United States

2696 S. Colorado Blvd., Denver, CO 80222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Na Littleton CO 02/2013 07/2019
Jpmorgan Chase Bank, N.A. Denver CO 08/2019 Present
J.P. Morgan Securities Llc Denver CO 08/2019 Present
  • 02/2013 → 07/2019
    Jp Morgan Chase Bank Na
    Littleton, CO
  • 08/2019 → Present
    Jpmorgan Chase Bank, N.A.
    Denver, CO
  • 08/2019 → Present
    J.P. Morgan Securities Llc
    Denver, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-05
S63 Uniform Securities Agent State Law Examination 2010-03-19
  • S66 Uniform Combined State Law Examination
    2019-11-05
  • S63 Uniform Securities Agent State Law Examination
    2010-03-19
Other Names
  • Mike Grodek

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · COLORADO SPRINGS, CO
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · COLORADO SPRINGS, CO
SEAMOUNT FINANCIAL GROUP INC · COLORADO SPRINGS, CO
UBS FINANCIAL SERVICES INC. · COLORADO SPRINGS, CO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLORADO SPRINGS, CO
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · COLORADO SPGS, CO
BENJAMIN F. EDWARDS & COMPANY, INC. · Colorado Springs, CO
OSAIC WEALTH, INC. · COLORADO SPRINGS, CO

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