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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
TX RA APPROVED_RES 2016-11-10
CA RA APPROVED 2013-04-19
  • NY RA
    APPROVED
    Since 2021-06-14
  • TX RA
    APPROVED_RES
    Since 2016-11-10
  • CA RA
    APPROVED
    Since 2013-04-19

Branch Locations

930 W Church Street, Elmira, NY 14905 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Elmira NY 04/2013 Present
Raymond James Financial Services Advisors Inc. Elmira NY 04/2013 Present
Previous Registrations
Other Businesses

(1)Name of Business: Guardian Wealth Management, LLC Address: 100 N Main St Ste 100, Elmira, NY, 14901, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/02/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Co-owner of the LLC that owns the book of business held at Raymond James. All of the business/accounts are run through Raymond James. (2)Name of Business: Hudson Stuart Holdings, LLC Address: 930 W. Church St., Elmira, NY, 14905, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 05/31/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Partner in LLC that will own our new office building. (3)Name of Business: The Brand Schweizer Group Address: 930 West Church Street, Elmira, NY, 14905, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/10/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: The Brand Schweizer Group is our DBA name for our Raymond James related practice.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-30
  • S66 Uniform Combined State Law Examination
    2010-04-30
Other Names
  • Peter Schweizer

View on SEC IAPD

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