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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-04-14
NM RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2023-04-14
  • NM RA
    APPROVED
    Since 2017-03-25

Branch Locations

6821 Montgomery Blvd Ne Suite A, Albuquerque, NM 87109 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securties Albuequerque NM 03/2010 03/2017
Mml Investors Services, Llc Albuquerque NM 03/2017 Present
Previous Registrations
  • 2011-06-21 → 2017-03-25
    Msi Financial Services, Inc.
    Tempe, AZ
    Albuquerque, NM
    Albuquerque, NM
    Roswell, NM
    Albuquerque, NM
    Albuquerque, NM
    Santa Fe, NM
Other Businesses

NAME: MICHAEL STARK INV REL: Y ADD: 6821 MONTGOMERY BLVD NE SUITE A ALBUQUERQUE NM 87109 NATURE: GROUP LIFE POSITION: SALES, AGENT START DATE: 7/2019 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-05-16
S63 Uniform Securities Agent State Law Examination 2010-04-05
  • S65 Uniform Investment Adviser Law Examination
    2011-05-16
  • S63 Uniform Securities Agent State Law Examination
    2010-04-05
Other Names
  • Michael Stark

View on SEC IAPD

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