Best Investors
Account
Sign in
Best Investors
Account
Sign in
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-04-13 |
| CA | RA | APPROVED | 2022-03-31 |
Branch Locations
2141 Rosecrans Avenue Suite 3100, El Segundo, CA 90245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | El Segundo | CA | 10/2013 | 04/2021 |
| Rbc Capital Markets, Llc | El Segundo | CA | 04/2021 | 03/2022 |
| Morgan Stanley Smith Barney Llc | El Segundo | CA | 03/2022 | Present |
NAME OF ENTITY: Ravenspur Condominium Owners Assoc ADDRESS: 5718 Ravenspur Dr., Rancho Palos Verdes CA 90275 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: HOA CAPACITY: Board of Directors * START DATE: 8/1/2021 DUTIES: Attend monthly board meetings as Secretary to record the minutes of the meeting. Distribute the minutes via email to the homeowners monthly. HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 2006-03-31 |
Reach out to this advisor