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Jason Philip Hughley

Cetera Investment Advisers LLC

Pasadena, CA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-02-24
CA RA APPROVED 2019-11-19
  • TX RA
    APPROVED_RES
    Since 2022-02-24
  • CA RA
    APPROVED
    Since 2019-11-19

Branch Locations

155 Lake Avenue North Suite 430, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Services Southfield MI 12/2009 06/2019
Mhsaa Detroit MI 08/2009 Present
Cetera Investment Services Llc St. Cloud MN 06/2019 Present
Cetera Investment Advisers Llc Monrovia CA 11/2019 Present
  • 12/2009 → 06/2019
    Foresters Financial Services
    Southfield, MI
  • 08/2009 → Present
    Mhsaa
    Detroit, MI
  • 06/2019 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 11/2019 → Present
    Cetera Investment Advisers Llc
    Monrovia, CA
Other Businesses

1. SECURITY BENEFIT, NEA RETIREMENT SPECIALIST, PROVIDING EDUCATIONAL SEMINARS, 2. TEAM BASED MODEL CONSULTANT

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-11-12
S63 Uniform Securities Agent State Law Examination 2010-03-01
  • S65 Uniform Investment Adviser Law Examination
    2019-11-12
  • S63 Uniform Securities Agent State Law Examination
    2010-03-01

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
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U.S. BANCORP ADVISORS, LLC · Pasadena, CA
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