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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-04-27 |
| TX | RA | APPROVED_RES | 2013-06-04 |
Branch Locations
4655 Executive Dr Ste 1000 [Sc-Rbo], San Diego, CA 92121 • United States
1199 Highland Ave, National City, CA 91950 • United States
401 B St Ste 101, San Diego, CA 92101 • United States
610 1St Ave, San Diego, CA 92101 • United States
346 Euclid Ave, San Diego, CA 92114 • United States
640 Dennery Rd Ste 101, San Diego, CA 92154 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | San Diego | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | San Diego | CA | 11/2016 | Present |
HL WELDING INC, NOT INV RELATED, NATIONAL CITY, CA, BUSINESS DEVELOPMENT CONSULTANT, START DATE: 12/1/23, 25 HRS PER MONTH, 0 HRS DURING TRADING, SALES CALLS , NEGOTIATING CONTRACTS, DEVELOPING SALES TEAM; JB BOURGEOIS LLC, NOT INV RELATED, SAN DIEGO, CA, 100% OWNERSHIP, START DATE: 12/22/23, 80 HRS PER MONTH, 0 HRS DURING TRADING, 1099 INCOME FOR HL WELDING EMPLOYMENT; TRUE PEPTIDES, LLC ; INV RELATED;SAN DIEGO,CA; E-COMMERCE FOR HEALTH WELLNESS AND PEPTIDES;25% OWNERSHIP; START DATE: 8/14/2026; 40 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-04-23 |
| S63 | Uniform Securities Agent State Law Examination | 2010-07-14 |
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