Best Investors
Account
Sign in
100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-01-12 |
Branch Locations
100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States
455 Winding Brook Drive, Glastonbury, CT 06033 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial | North Haven | CT | 04/2015 | 06/2017 |
| Foresters Advisory Services | North Haven | CT | 02/2017 | 06/2019 |
| Foresters Financial Services | North Haven | CT | 06/2017 | 06/2019 |
| Cetera Investment Services Llc | Saint Cloud | MN | 06/2019 | 01/2024 |
| Cetera Investment Advisers Llc | North Haven | CT | 06/2019 | 01/2024 |
| Lpl Financial Llc | Glastonbury | CT | 01/2024 | Present |
| Gateway Wealth Partners, Llc | Glastonbury | CT | 01/2024 | Present |
1- 12/2023 / Michael Torello / Notary / Investment Related / 1 Hrs Mnth / start date 11/01/2022 2- 12/2023 / Gateway Financial Partners / DBA for LPL Business (entity for LPL business) / Investment Related / 160 Hrs Mnth / 8 Hrs during trading 3- 01/30/2024 - GATEWAY WEALTH PARTNERS, LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 01/12/2024 - 100 Hours Per Month/ 80 Hours During Trading - I provide investment advisory services through Gateway Wealth Partners, LLC, an independent investment advisor firm. I started this business activity in 01/2024. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-17 |
| S63 | Uniform Securities Agent State Law Examination | 2010-07-15 |
Reach out to this advisor