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Walaiporn Adzema

Wells Fargo Clearing Services, LLC

San Diego, CA

San Diego, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-07-13
  • TX RA
    APPROVED_RES
    Since 2021-07-13

Branch Locations

4655 Executive Dr Ste 1000 [Sc-Rbo], San Diego, CA 92121 • United States

10707 Camino Ruiz, San Diego, CA 92126 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na San Diego CA 12/2006 Present
Wells Fargo Advisors Llc San Diego CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc San Diego CA 11/2016 Present
  • 12/2006 → Present
    Wells Fargo Bank Na
    San Diego, CA
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    San Diego, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    San Diego, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-07-14
  • S63 Uniform Securities Agent State Law Examination
    2010-07-14
Other Names
  • Walaiporn Vorasiha
  • Aom Adzema

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
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