John Allard Mitchell

Current Employers

Employment History

• 12/2009 → Present
  Iberia Financial Services
  Lafayette, LA
• 07/2016 → 11/2018
  Infinex Investments, Inc.
  Lake Charles, LA
• 11/2018 → Present
  Newedge Advisors, Llc (Gwm Advisors, Llc)
  Lake Charles, LA
• 11/2018 → Present
  Lpl Financial, Llc
  Lake Charles, LA

Previous Registrations

• 2016-07-01 → 2018-12-01
  Osaic Institutions, Inc.
  Lake Charles, LA
• 2011-02-11 → 2016-07-01
  Essex National Securities, Llc
  Lake Charles, LA
  Lafayette, LA
  Lake Charles, LA
  Napa, CA

Other Businesses

1. 11/30/2018 - Vincent Liles Thompson Private Wealth Management - Investment Related - At Reported Business Location(s) - Start Date: 12/03/2018 - 230 Hours Per Month/8 Hours During Securities Trading - Time Spent 50% - New Orleans, LA. 2. 11/30/2018 - Allard Blaine Properties - Investment Related - Home Based, and Lake Charles, LA 70601 & 70605 - Real Estate Rental - Member - Started 06/17/2015 - 5 Hours Per Month - Time Spent 5% - Deposit rent checks and list properties as they become available. 3. 12/4/2018 - GWM Advisors, LLC - DBA: (Hybrid)Vincent Liles Thompson Private Wealth Mgmt - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 12/03/2018 - 230 Hours Per Month/8 Hours During Securities Trading - Time Spent 50%. 4. 1/8/2019 - Oak Grove Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/30/2018 - 230 Hours Per Month/4 Hours During Securities Trading. 5. 1/23/2019 - GWM Advisors, LLC - DBA: (Hybrid) Oak Grove Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 11/30/2018 - 230 Hours Per Month/4 Hours During Securities Trading. 6. 1/25/2019 - JMO Consulting LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 12/05/2018 - 0 Hours Per Month. 7. 03/04/2019 - Oak Grove Wealth Partners - Investment related - At reported business location(s) - Non-Variable Insurance - start date:02/14/2019 - 0 hrs/mo - 0 hours during trading. 8. 2/9/2022 - NewEdge Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 12/03/2018 - 230 Hours Per Month/Time Spent 50% - I provide investment advisory services through NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 12/2018. I expect to spend approximately 230 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 9. 05/02/2022 - Sligo Louisiana, LLC - Investment Related - Home Based - Other-real estate - Start Date: 05/24/2021 - 5 Hours Per Month/0 Hours During Securities Trading. 10. 05/02/2022 - JMO Land Holdings, LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date: 05/24/2021 - 30 Hours Per Month/0 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2011-07-15

Designations

Other Names

• John Allard Mitchell
• John A Mitchell