Donald Richard Mathias

Current Employers

Employment History

• 02/2015 → 12/2021
  Raymond James Financial Services,Inc
  Milwaukee, WI
• 03/2015 → 12/2021
  Raymond James Financial Services Advisors Inc.
  Milwaukee, WI
• 03/2015 → 12/2021
  Alliance Wealth Management Milwaukee, Inc
  Milwaukee, WI
• 01/2022 → 06/2024
  Securities America, Inc.
  Brookfield, WI
• 01/2022 → 06/2024
  Securities America Advisors
  Brookfield, WI
• 06/2024 → Present
  Osaic Wealth, Inc.
  Brookfield, WI
• 11/2021 → Present
  Real Wealth Advisors Llc
  Brookfield, WI

Previous Registrations

• 2022-01-03 → 2024-06-14
  Securities America Advisors, Inc.
  Brookfield, WI
• 2015-03-19 → 2022-07-19
  Alliance Wealth Management Milwaukee, Inc.
  Milwaukee, WI
• 2015-03-16 → 2022-01-07
  Raymond James Financial Services Advisors, Inc
  Milwaukee, WI
• 2013-04-10 → 2015-02-26
  J. W. Cole Advisors, Inc.
  Milwaukee, WI
  Tampa, FL

Other Businesses

1. DON'S HOLDINGS LLC. POSITION: Partner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/03/2022 ADDRESS: 10501 W Manor Park Dr., West Allis WI 53227 DESCRIPTION: Currently, I am not involved with any activities related to the rental property outside of initially putting up the funds necessary for the purchase. 2. INSURANCE SALES POSITION: Insurance Sales NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/03/2022 ADDRESS: 300 North Executive Dr. Suite 125, Brookfield WI 53005 DESCRIPTION: Insurance Sales 3. REAL WEALTH ADVISORS, LLC. POSITION: Owner / Advisor NATURE: Financial Planning and Consulting Services INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 04/01/2023 ADDRESS: 300 North Executive Dr. Suite 125, Brookfield WI 53005 DESCRIPTION: - Financial Planning and Consulting Services - Asset Organization - Create single page map of all client assets. Asset Accumulation Planning - Analyze current savings and debt levels and review options to increase savings and reduce debt. Tax Efficiency Planning - Review current and past tax returns and create strategies to manage current tax bracket along with mitigating overall tax burden. Investment Analysis - Analyze current portfolio holdings to determine if investments and asset allocation are in line with the Client's risk tolerance. Estate Planning & Coordination - Review desired legacy goals and analyze current estate plan and beneficiary designations to determine if desired financial outcomes are properly coordinated and aligned with current tax regulations. Qualified Employee Plan Analysis - Review current qualified plan and plan document to determine options and coordinate investment allocation to align with the Client's risk tolerance. Social Security Planning - Analyze Social Security options and how best to coordinate the timing of when to elect Social Security and how it affects retirement, tax, and income goals. Pension Analysis - Analyze pension options to determine break even dates and coordinate how pension income or lump sum amounts integrate into overall retirement income plans. Retirement Distribution Planning - Create coordinated income plan in advance of retirement date to account for all sources of income and how much money will be withdrawn from each account, the amount of tax to be withheld for withdrawals, and into which bank accounts funds will be deposited. Stock Option Analysis - Analyze current options and coordinate with strategies of the Client's accountant for tax mitigation upon exercising or selling vested shares Life Insurance Planning - Analyze current life insurance needs based on income replacement, legacy goals, charitable desires, or small business objectives. 4. REAL WEALTH TAX ADVISORS, LLC POSITION: Owner NATURE: Sole member LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 9 START DATE: 12/08/2025 ADDRESS: 300 North Executive Dr. Suite 125, Brookfield WI 53005, United States DESCRIPTION: Managed the day to day activities of the business.

Exams

• S63 Uniform Securities Agent State Law Examination
  2010-09-10

Designations