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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-07-12 |
| TX | RA | APPROVED | 2024-07-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Fremont | CA | 11/2015 | 06/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fremont | CA | 11/2015 | 06/2024 |
| J.P. Morgan Securities Llc | Fremont | CA | 07/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Fremont | CA | 07/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 2010-03-10 |
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