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Stacy L Wenzel

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lubbock, TX

Chandler, AZ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-02-11
  • TX RA
    APPROVED
    Since 2015-02-11

Branch Locations

2332 19Th St Ci Client Management, Lubbock, TX 79401 • United States

2555-2595 W Chandler Blvd Ci Client Management, Chandler, AZ 85224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith, Incorporated Lubbock TX 10/2014 Present
Bank Of America, N.A. Lubbock TX 02/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-10
S63 Uniform Securities Agent State Law Examination 2010-03-16
  • S66 Uniform Combined State Law Examination
    2015-02-10
  • S63 Uniform Securities Agent State Law Examination
    2010-03-16
Other Names
  • Stacy Lynn Cole

View on SEC IAPD

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Other Offices

HIGH PLAINS INVESTMENT ADVISORS, INC. · LUBBOCK, TX
AMICUS FINANCIAL ADVISORS, LLC · LUBBOCK, TX
AIM ADVISORY GROUP, LLC · LUBBOCK, TX
AMICUS FINANCIAL ADVISORS, LLC · Lubbock, TX
INDEPENDENT WEALTH NETWORK, INC. · Lubbock, TX
LPL FINANCIAL LLC · LUBBOCK, TX
INDEPENDENT WEALTH NETWORK, INC. · Lubblock, TX
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Lubbock, TX

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