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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-04-09 |
| TX | RA | APPROVED_RES | 2023-07-10 |
| CT | RA | APPROVED | 2022-07-01 |
| NJ | RA | APPROVED | 2012-11-27 |
Branch Locations
1285 Avenue Of The Americas Floor 15 Thru 18, New York, NY 10019 • United States
600 Washington Blvd 9Th Floor, Stamford, CT 06901 • United States
100 West Putnam Avenue 2Nd Floor, Greenwich, CT 06830 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | Weehawken | NJ | 08/2012 | 10/2017 |
| Ubs Financial Services Inc. | New York | NY | 10/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-11-26 |
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