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24 West 40Th Street 15Th Floor, New York, NY 10018 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-29 |
Branch Locations
24 West 40Th Street 15Th Floor, New York, NY 10018 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ritholtz Wealth Management | New York | NY | 09/2013 | Present |
Irrelevant Investor LLC; managing member; 100% owner; Start date: 08/08/2017; 4 hours per month; author, podcaster Compound Media LLC, partial owner, content marketing, not investment related, approximately 4 hours per month. 01/2019. The Compound Capital Fund I, LP; investment related; Fund Lead for The Compound Capital Fund I, LP ("Fund"), which is managed by an exempt reporting adviser, AngelList Advisors, LLC; 3/2021; 5 hours per month. Opto Investments; as advisor - provide consulting - provides feedback and guidance to a private market tech platform in exchange for options; attend occasional face-to-face or teleconference meetings and to provide us such guidance with respect to our corporate, research and product development and marketing activities; 9/2022; 5 hours per month. Securitize LLC; investment-related; Ownership interest in Securitize LLC, a platform that hosts the RWM/WisdomTree Crypto Index Portfolio; 12/2021; 0 hours per month. RWM Tax LLC; investment-related; Owner; Entity owned by RWM that provides Tax Planning Services; 5/2021; 0 hours per month. Ritholtz Insurance LLC; investment-related; Entity owned by RWM that provides Fixed Insurance products; 5/2018; 0 hours per month. Advisors Circle Inc. Owners; Owner; Partnership entity that owns shares of Advisors Circle, LLC, a Boston, MA entity manages trade shows and conferences for investment advisors; 8/2020; 0 hours per month. Sweet Motion LLC; Sweet Motion LLC makes small venture investments in small financial technology companies providing services to investment advisors. There have three been minority stake investments: (1) Yellowbrick Investing Inc. (2) Securitize, Inc. (F/k/a OnRamp) (3) Quartr AB; 3/2021; 0 hours per month. Exhibit A For Advice LLC; investment-related; Tuxedo Park, NY; March 2025; CEO; Passive investor, entity that provides charts on the economy and the markets for license by investment professionals. 0 hours per month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-05-01 |
| S66 | Uniform Combined State Law Examination | 2010-06-04 |
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