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John Michael Hardy

Edward Jones

Winona, MN

CRD 5089816

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-12-20
MN RA APPROVED 2013-12-10
  • TX RA
    APPROVED_RES
    Since 2018-12-20
  • MN RA
    APPROVED
    Since 2013-12-10

Branch Locations

102 Walnut Street Suite 101, Winona, MN 55987 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 01/2006 Present
Other Businesses

Any Kind of Music Type of business: Music Performance Winona, MN Start date: 1/2/2011 Consultant Hours per week: 0 Hours during trading: 0 Help by picking up merchandise or loading equipment and play drums from time to time. Winona County Type of business: Foster Care Winona, MN Start date: 8/17/2018 Foster Parent Hours per week: 0 Hours during trading: 0 Maintain Foster Care license.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-03-31
  • S63 Uniform Securities Agent State Law Examination
    2006-03-31

View on SEC IAPD

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