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Current Employers
Bok Financial Private Wealth, Inc.

1600 Broadway 4Th Floor, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-12-19
OK RA APPROVED 2023-08-04
FL RA APPROVED 2020-02-03
CA RA APPROVED 2018-07-25
CO RA APPROVED 2016-11-18
TX RA APPROVED 2016-11-18
  • AZ RA
    APPROVED
    Since 2023-12-19
  • OK RA
    APPROVED
    Since 2023-08-04
  • FL RA
    APPROVED
    Since 2020-02-03
  • CA RA
    APPROVED
    Since 2018-07-25
  • CO RA
    APPROVED
    Since 2016-11-18
  • TX RA
    APPROVED
    Since 2016-11-18

Branch Locations

5601 Granite Parkway 13Th Floor, Plano, TX 75024 • United States

370 17Th St, Ste. 3100, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bok Financial Securities, Inc. Plano TX 10/2015 Present
Bokf, Na Plano TX 10/2015 Present
Bok Financial Private Wealth, Inc Plano TX 07/2019 Present
Bok Financial Private Wealth, Inc. Plano TX 02/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-02-17
  • S66 Uniform Combined State Law Examination
    2010-02-17
Designations
Other Names
  • Andrew Hicks

View on SEC IAPD

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