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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2026-03-18 |
| TX | RA | APPROVED | 2026-03-18 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
3224 Independence Street, Cape Girardeau, MO 63701 • United States
3224 Independence Street, Cape Girardeau, MO 63701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securites, Inc. | Cape Girardeau | MO | 03/2010 | 09/2022 |
| First Allied Advisory Services, Inc. | Cape Girardeau | MO | 06/2010 | 11/2020 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | 11/2020 |
| Cetera Advisors Llc | Cape Girardeau | MO | 09/2022 | 03/2026 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2020 | 03/2026 |
| Lpl Financial Llc | Cape Girardeau | MO | 03/2026 | Present |
1. 03/2026 - Cuba Financial Group - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 3/18/2026 2. 03/2026 - St. Vincent de Paul Men's Association - Non-Profit Board Member - Not Inv Related - 1 Hour(s)/Month - 0 Hour(s) During Trading - Cape Girardeau, MO, 63701 - OBA Start Date: 01/01/2016 3. 03/2026 - Cuba Group Properties, LLC - Real Estate Rental - Inv Related - 4 Hour(s)/Month - 0 Hour(s) During Trading - Cape Girardeau, MO, 63701 - OBA Start Date: 12/17/2020
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-05-17 |
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