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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2010-10-22
  • AZ RA
    APPROVED
    Since 2010-10-22

Branch Locations

3654 North Power Road Suite 144, Mesa, AZ 85215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Mesa AZ 01/2010 Present
Raymond James Financial Services Advisors, Inc. Mesa AZ 01/2009 Present
Cradlestone Wealth Services Mesa AZ 09/2014 Present
Other Businesses

(1)Name of Business: Cradlestone Wealth Services Address: 3654 N Power Rd Ste 144, Mesa, AZ, 85215, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 09/01/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor (2)Name of Business: Wiegenstein & Associates, LLC Address: 3654 N Power Rd Ste 144, Mesa, AZ, 85215, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 11/12/2014 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-15
  • S66 Uniform Combined State Law Examination
    2010-10-15

View on SEC IAPD

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