Ali M Banki

Employer firm

Rbc Securities, Inc CRD 103705

$1.52B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 08/2017
  Us Bank
  Los Angeles, CA
• 09/2016 → 08/2017
  U.S. Bancorp Investments, Inc.
  Los Angeles, CA
• 08/2017 → Present
  City National Securities, Inc
  Los Angeles, CA

Previous Registrations

• 2017-07-18 → 2017-08-30
  U.S. Bancorp Investments, Inc.
  Los Angeles, CA
• 2011-09-15 → 2012-05-15
  J.P. Morgan Securities Llc
  Los Angeles, CA
  Los Angeles, CA
• 2010-06-07 → 2011-08-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Palo Alto, CA

Exams

• S66 Uniform Combined State Law Examination
  2010-06-04

Other Names

• Ali Mohaghegh Banki