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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-10-12
  • CA RA
    APPROVED
    Since 2021-10-12

Branch Locations

3901 Atlantic Ave, Long Beach, CA 90807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Los Angeles CA 02/2013 08/2021
Jp Morgan Chase Bank Los Angeles CA 09/2008 08/2021
Quality Furniture Inc El Monte CA 02/2015 Present
Jpmorgan Chase Bank, N.A. Long Beach CA 09/2021 Present
  • 02/2013 → 08/2021
    Los Angeles, CA
  • 09/2008 → 08/2021
    Jp Morgan Chase Bank
    Los Angeles, CA
  • 02/2015 → Present
    Quality Furniture Inc
    El Monte, CA
  • 09/2021 → Present
    Jpmorgan Chase Bank, N.A.
    Long Beach, CA
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: QUALITY FURNITURE INC. POSITION: OWNER START DATE: 2/2/2015 ADDRESS: 1951 EL MONTE CA DETAILS: FURNITURE MANUFACTURING AND SALES. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): N/A HOURS DURING TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-19
S63 Uniform Securities Agent State Law Examination 2013-06-01
  • S66 Uniform Combined State Law Examination
    2021-07-19
  • S63 Uniform Securities Agent State Law Examination
    2013-06-01

View on SEC IAPD

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