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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-02-11
TX RA APPROVED_RES 2022-02-11
  • AZ RA
    APPROVED
    Since 2022-02-11
  • TX RA
    APPROVED_RES
    Since 2022-02-11

Branch Locations

18275 N 59Th Ave Bldg N Suite 184, Glendale, AZ 85308 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 05/2010 02/2022
Raymond James Financial Services, Inc. Glendale AZ 02/2022 Present
Raymond James Financial Services Advisors, Inc. Glendale AZ 02/2022 Present
Capital Wealth Partners Glendales AZ 09/2023 Present
Previous Registrations
  • 2010-06-28 → 2022-02-14
    Pewaukee, WI
    St Louis, MO
    Tempe, AZ
    Peoria, AZ
    Glendale, AZ
Other Businesses

(1)Name of Business: Capital Wealth Partners Address: 18275 N 59th Ave Bldg N Ste 184, Glendale, AZ, 85308-1254, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 09/01/2023 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: My role is Financial Advisor (2)Name of Business: Gilberg Private Wealth Address: 18275 N 59th Ave Bldg N Ste 184, Glendale, AZ, 85308-1254, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 02/11/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor to individual clients. (3)Name of Business: Gilberg Wealth Management Address: 18275 N 59th Ave Bldg N Ste 184, Glendale, AZ, 85308-1254, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 02/11/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor to individual clients

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-25
  • S66 Uniform Combined State Law Examination
    2010-06-25

View on SEC IAPD

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