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330 Madison Avenue 10Th Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-12-06 |
Branch Locations
330 Madison Avenue 10Th Floor, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Institutional Investments Inc. | New York | NY | 07/2013 | 09/2017 |
| Jpmorgan Investment Management Inc. | New York | NY | 07/2013 | 09/2017 |
| Blackrock | New York | NY | 09/2017 | 09/2024 |
| Blackrock Investments, Llc | New York | NY | 08/2018 | 09/2024 |
| Guggenheim Funds Distributors, Llc | Chicago | IL | 10/2024 | Present |
| Guggenheim Investments, Llc | New York | NY | 10/2024 | Present |
| Guggenheim Partners Investment Management, Llc | Santa Monica | CA | 10/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-06 |
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