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Michelle Chung-Hui Lai

J.P. Morgan Securities LLC

Diamond Bar, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-11-21
CA RA APPROVED 2014-11-15
  • TX RA
    APPROVED
    Since 2014-11-21
  • CA RA
    APPROVED
    Since 2014-11-15

Branch Locations

1100 S. Diamond Bar Blvd, Diamond Bar, CA 91765 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Arcadia CA 10/2014 11/2016
J.P. Morgan Securities Llc San Marino CA 12/2016 06/2018
J.P. Morgan Securities Llc Diamond Bar CA 07/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-25
S63 Uniform Securities Agent State Law Examination 2011-12-02
  • S66 Uniform Combined State Law Examination
    2014-07-25
  • S63 Uniform Securities Agent State Law Examination
    2011-12-02
Designations
Other Names
  • Michelle Chung-Hui Lai

View on SEC IAPD

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