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First Manhattan Co. LLC CRD 325281
$38.1B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
399 Park Avenue, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-02-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Albany | NY | 07/2015 | 12/2016 |
| M & T Securities | Troy | NY | 12/2016 | 01/2019 |
| Chicos | Albany | NY | 09/2017 | 09/2019 |
| William Newman | Albany | NY | 04/2019 | 10/2022 |
| Northwestern Mutual Investments Services Llc | Abany | NY | 04/2019 | 10/2022 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2019 | 10/2022 |
| First Manhattan Co | New York | NY | 10/2022 | Present |
Adirondack Athletics LLC 25% owner www.adkathletics.com duties include scheduling and payroll 30 hours per week during non-trading hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-02-10 |
| S66 | Uniform Combined State Law Examination | 2010-12-03 |
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