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Heather Anne Carey

LPl Financial LLC

Baxter, MN

Nisswa, MN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-10-25
  • MN RA
    APPROVED
    Since 2025-10-25

Branch Locations

7429 Excelsior Rd, Baxter, MN 56425 • United States

Nisswa, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Otis-Magie Insurance/Ing Fp Duluth MN 09/2014 06/2019
Voya Financial Advisors Duluth MN 09/2011 07/2020
Lpl Financial Llc Nisswa MN 07/2020 Present
Frandsen Bank & Trust Nisswa MN 07/2020 Present
  • 09/2014 → 06/2019
    Otis-Magie Insurance/Ing Fp
    Duluth, MN
  • 09/2011 → 07/2020
    Voya Financial Advisors
    Duluth, MN
  • 07/2020 → Present
    Lpl Financial Llc
    Nisswa, MN
  • 07/2020 → Present
    Frandsen Bank & Trust
    Nisswa, MN
Other Businesses

1)7/30/2020- Frandsen Investment Services- DBA for LPL Business (entity for LPL business)-Inv. Related- Nisswa, MN- 100%

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-25
S66 Uniform Combined State Law Examination 2013-05-13
  • S65 Uniform Investment Adviser Law Examination
    2025-10-25
  • S66 Uniform Combined State Law Examination
    2013-05-13
Other Names
  • Heather Anne Sall

View on SEC IAPD

Other Firms

STIFEL, NICOLAUS & COMPANY, INCORPORATED
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
OSAIC WEALTH, INC.
THRIVENT INVESTMENT MANAGEMENT INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
PFS INVESTMENTS INC.
BLUM CAPITAL MANAGEMENT, LLC

Other Investors

LORA LEE GRAUMANN
Avery Grace Davidge
KURT BYRON NELSON
DANA THERESE PAHKALA
ERIC EDWARD DAVIDGE
Anthony Parrish
MARK EUGENE PARRISH
MARK CHARLES RUHL

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · BAXTER, MN
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · BAXTER, MN
AMERIPRISE FINANCIAL SERVICES, LLC · BAXTER, MN
OSAIC WEALTH, INC. · BAXTER, MN
THRIVENT INVESTMENT MANAGEMENT INC. · BAXTER, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BAXTER, MN
PFS INVESTMENTS INC. · BAXTER, MN
BLUM CAPITAL MANAGEMENT, LLC · BRAINERD, MN

More in Baxter, MN

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