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Kurt Byron Nelson

Stifel, Nicolaus & Company, Incorporated

Baxter, MN

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-01-16
  • MN RA
    APPROVED
    Since 2014-01-16

Branch Locations

14275 Golf Course Drive, Suite 100 Pob 2946, Baxter, MN 56425 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Piper Jaffray Inc. Brainerd MN 06/1994 Present
Ubs Financial Services Inc. Baxter MN 08/2006 Present
Stifel, Nicolaus & Company, Incorporated Baxter MN 10/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-09-05
S63 Uniform Securities Agent State Law Examination 1988-09-16
  • S65 Uniform Investment Adviser Law Examination
    2002-09-05
  • S63 Uniform Securities Agent State Law Examination
    1988-09-16
Other Names
  • Kurt Nelson

View on SEC IAPD

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Other Offices

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · BAXTER, MN
AMERIPRISE FINANCIAL SERVICES, LLC · BAXTER, MN
OSAIC WEALTH, INC. · BAXTER, MN
LPL FINANCIAL LLC · BAXTER, MN
THRIVENT INVESTMENT MANAGEMENT INC. · BAXTER, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BAXTER, MN
PFS INVESTMENTS INC. · BAXTER, MN
BLUM CAPITAL MANAGEMENT, LLC · BRAINERD, MN

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