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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-04-10
MN RA APPROVED 2014-01-16
  • TX RA
    APPROVED_RES
    Since 2014-04-10
  • MN RA
    APPROVED
    Since 2014-01-16

Branch Locations

14275 Golf Course Drive, Suite 100 Pob 2946, Baxter, MN 56425 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Baxter MN 10/2009 Present
Other Businesses

1. BRAINERD SPORTS BOOSTERS; PO BOX 2535 BAXTER MN 56425; THEY FUNDRAISE AND HELP PROVIDE FINANCIAL SUPPORT TO LOCAL SPORTS TEAMS & ACTIVITIES; BOARD MEMBER AND CLUB TREASURER; PAY BILLS, MAKE DEPOSITS, BALANCE CHECKBOOK, RUN & PARTICIPATE IN FUNDRAISING EVENTS; AFFILIATION STARTED 10/30/2009; 3 HOURS PER WEEK; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT RELATED. 2. Cullen Lakes Association; PO Box 466, Nisswa, MN 56468; Protect, preserve, and enhance the 3 Cullen Lakes; Board Member; Attend meetings; 08/14/2021; 30 Hours per Year; Not During Securities Trading Hours; Not Investment-Related. 3. Brainerd Lakes Area Community Foundation; 406 W Washington St, Ste #5, Brainerd, MN 56401; Community giving partner foundation; Member of the Board of Directors; Help people learn what the BLACF does, connect resources, and help to improve the community; 07/01/2022; 25 Hours per Year; During Securities Trading Hours; Not Investment-Related. 4. Brainerd Sports Boosters; PO Box 32 Brainerd MN 56401; Brainerd Sports Boosters is a non-profit organization dedicated to "Supporting Brainerd Athletics"; Board member; Govern and oversee the clubs operations; 05/01/2009; 3.0hrs/week; During Securities Trading Hours; Not Investment-Related 5. Brainerd Sports Boosters; PO Box 32 Brainerd MN 56401; Brainerd Sports Boosters is a non-profit organization dedicated to "Supporting Brainerd Area Athletics"; Board President; Preside over all board meetings, set meeting agendas, point of contact for the club; 07/01/2024; 3.00hrs/week; During Securities Trading Hours; Not Investment-Related 6. Brainerd Lakes Area Community Foundation; 321 S 7th St Brainerd MN 56401; We seek to link donors with the needs of our community and beyond by creating permanent endowments that create a lasting impact; Vice Chair; Assist the Chair in running meetings, run meetings in the absence of the Chair; 08/26/2024; 4 hrs/month; During securities trading hours; Not Investment-Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-07
S63 Uniform Securities Agent State Law Examination 2000-06-06
  • S66 Uniform Combined State Law Examination
    2006-11-07
  • S63 Uniform Securities Agent State Law Examination
    2000-06-06

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