Best Investors Account Sign in
Inactive

Paul Edward Novak

T2 Asset Management, LLC

Naperville, IL

CRD 5089392

Claim This Profile
Employer firm

T2 Asset Management, LLC CRD 167714

$180M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
T2 Asset Management, Llc

1952 Mcdowell Rd Suite 101, Naperville, IL 60563 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2015-03-11
  • IL RA
    APPROVED
    Since 2015-03-11

Branch Locations

1952 Mcdowell Rd Suite 101, Naperville, IL 60563 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T2 Asset Management, Llc Oakbrook Terrace IL 03/2015 Present
Previous Registrations
  • 2008-05-22 → 2015-03-19
    Waddell & Reed
    Mokena, IL
Other Businesses

THE ALIVE CENTER NON PROFIT BOARD MEMBER SINCE 11/2021 NOT INVESTMENT RELATED

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-05-21
S63 Uniform Securities Agent State Law Examination 2006-03-28
  • S65 Uniform Investment Adviser Law Examination
    2008-05-21
  • S63 Uniform Securities Agent State Law Examination
    2006-03-28
Other Names
  • Paul E Novak
  • Paul Novak

View on SEC IAPD

Nearby Firms

WELLS FARGO CLEARING SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BENJAMIN F. EDWARDS & COMPANY, INC.

Nearby Investors

DARREL A SWIENTON
JOE MORNHINWEG ESTES
Nichol Stimac

Nearby Offices

WELLS FARGO CLEARING SERVICES, LLC · NAPERVILLE, IL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · NAPERVILLE, IL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · NAPERVILLE, IL

More in Naperville, IL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor