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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-02-28 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 01/2010 | 02/2019 |
| Lpl Financial, Llc | Ventura | CA | 02/2019 | Present |
1) 2021-12-15 - none - Real Estate Rental - Y - 331 Tramway Unit 13, Stateline NV 89449 - 2020-12-01 - 0hrs/mth - 0hrs/mth during trading 2) 2022-01-25 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Golden State Asset Management, LLC ' DE - Registered Investment Advisor DBA - Y - at reported business location(s) - 2021-12-23 - 0hrs/mth - 0hrs/mth during trading - 3) 2022-02-06 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Legacy One Financial - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2022-02-06 - 160hrs/mth - 8hrs/mth during trading 4) 2026-05-06 - Author - Expanding Your Money Story - Author - Y - Ventura CA - 2026-04-20 - 4hrs/mth - 0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-04-06 |
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