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475 Springfield Ave, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-02-25 |
Branch Locations
996 S Seaward Avenue, Ventura, CA 93001 • United States
475 Springfield Ave, Summit, NJ 07901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Farr Johnen & Associates | Ventura | CA | 03/2007 | Present |
| The Leaders Group, Inc. | Littleton | CO | 01/2020 | Present |
1.) FARR JOHNEN & ASSOCIATES - 3/1/2007 - 996 S Seaward Avenue, Ventura, CA 93001 - Sales, Sales, Not Invt Rel, Insurance business, 40 hrs/mo; 0 hrs/mo (during trading hours). 2.) TLG ADVISORS, INC - 2/25/2021 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, IAR Business, 10 hrs/mo; 10 hrs/mo (during trading hours). 2.) FOUNDATION BOARD - 9/16/2025 - 1 University Dr, Camarillo, CA 93012 - As a Foundation Board member I assist with governance, strategic oversight, and financial stewardship of the University, Not Invt Rel, 3 hrs/mo; 2 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-11-03 |
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