Eric Shannon Smith

Current Employers

Employment History

• 05/2011 → Present
  Lpl Financial Llc
  Camarillo, CA
• 01/1999 → Present
  Lifetime Planning, Inc.
  Camarillo, CA
• 02/2018 → Present
  Cornerstone Wealth Management, Llc
  Camarillo, CA

Previous Registrations

• 1999-08-25 → 2018-12-20
  Lifetime Planning, Inc.
  Camarillo, CA

Other Businesses

(1) 01/04/2012: NON-VARIABLE INSURANCE / AS AN INSURANCE AGENT I SELL AND SERVICE FIXED LIFE PRODUCTS SUCH AS LIFE, DISABILITY, LONG TERM CARE INSURANCE, AND ON A RARE OCCASION A GROUP HEALTH POLICIES AND FIXED ANNUITIES. / 5% OF TIME SPENT. (2) 07/17/2012; Lifetime Legal; Legal Services; NOT INV REL; AT REPORTED BUSINESS LOCATION(S); Acting as legal counsel and providing estate planning services and documents. Attorney, sole owner. Draft legal documents including wills and trusts, advise clients on estate law; TIME SPENT 20%. (3) 8/23/2013 - Lifetime Planning, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). (4) 2/6/2015 - Lifetime Planning, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Vice-President - Started 01/01/2014 - 10 Hours Per Month During Securities Trading - Time Spent 10%. (5) 1/24/2017 - Lifetime Planning, Inc - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - President - Started 12/01/2015 - 5 Hours Per Month/1 Hour During Securities Trading - I provide financial planning and consulting services through Lifetime Planning, Inc., an independent investment advisor firm. I started this business activity in Sept, 2011. I expect to spend approximately 5 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. (6) 4/25/2018 - Cornerstone Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 02/15/2018 - 100 Hours Per Month During Securities Trading - I provide investment advisory services through Cornerstone Wealth Management, an independent investment advisor firm. I started this business activity on 4/25/2018. I expect to spend approximately 100 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (7) 1/30/2019 - Lifetime Planning, INC. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/01/2018 - 120 Hours Per Month During Securities Trading. (8) 2/14/2023 - Cornerstone Wealth Portfolios - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 2/1/2023 - 160 Hours Per Month/100 Hours During Securities Trading (9) 01/30/2024 - Nicole Oakes-Wilson Insurance Agency - Real Estate Rental - Subleasing Office Space - Investment Related - At Reported Business Location(s) - Start Date 12/04/2023 - 1 Hour Per Month/ 0 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  1999-06-01

Designations

Other Names

• Eric S Smith