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Thomas Patrick Carroll

Verus Capital Partners, LLC

Ventura, CA

Scottsdale, AZ

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Current Employers
Verus Capital Partners, Llc

8300 N Hayden Rd Suite A207, Scottsdale, AZ 85258 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-02-17
  • CA RA
    APPROVED
    Since 2021-02-17

Branch Locations

1569 E. Main Street, Ventura, CA 93001 • United States

8300 N Hayden Rd Suite A207, Scottsdale, AZ 85258 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America Inc Ventura CA 11/2014 02/2021
Securities America Advisors Ventura CA 11/2014 02/2021
Verus Capital Partners Llc Ventura CA 02/2021 Present
  • 11/2014 → 02/2021
    Securities America Inc
    Ventura, CA
  • 11/2014 → 02/2021
    Securities America Advisors
    Ventura, CA
  • 02/2021 → Present
    Ventura, CA
Previous Registrations
Other Businesses

DBA: PROVIDENT FINANCIAL GROUP Verus Capital Partners, LLC - INVESTMENT ADVISORY- IAR- INVESTMENT RELATED- START DATE: 02/16/2021 LOCATED AT: 1569 E. Main Street, Ventura CA 93001 DESCRIPTION: DBA for Advisory Practice

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-03-24
S63 Uniform Securities Agent State Law Examination 1996-07-22
  • S65 Uniform Investment Adviser Law Examination
    1998-03-24
  • S63 Uniform Securities Agent State Law Examination
    1996-07-22

View on SEC IAPD

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