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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-11-16 |
| CA | RA | APPROVED | 2021-11-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | San Diego | CA | 09/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | San Diego | CA | 11/2016 | 05/2019 |
| Rbc Capital Markets, Llc. | La Jolla | CA | 05/2019 | 09/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Diego | CA | 10/2021 | Present |
RENTAL PROPERTY; INV RELATED; EL CAJON, CA; COMMERCIAL REAL ESTATE; 100% OWNERSHIP WITH SPOUSE; START 1/1994; 0 HOURS PER MONTH, 0 DURING TRADING; OWNER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-04-30 |
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