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Michael Lester Mcgowan

Pathstone

Boulder, CO

Englewood, NJ

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Current Employers
Pathstone

10 Sterling Blvd Suite 402, Englewood, NJ 07631 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-05-15
  • CO RA
    APPROVED
    Since 2024-05-15

Branch Locations

1048 Pearl St Suite 450, Boulder, CO 80302 • United States

10 Sterling Blvd Suite 402, Englewood, NJ 07631 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blackrock Investments, Llc New York NY 04/2013 03/2017
Crestone Asset Management Llc Boulder CO 04/2017 03/2024
Crestone Securities Llc Boulder CO 04/2017 03/2024
Pathstone Boulder CO 04/2024 Present
  • 04/2013 → 03/2017
    Blackrock Investments, Llc
    New York, NY
  • 04/2017 → 03/2024
    Crestone Asset Management Llc
    Boulder, CO
  • 04/2017 → 03/2024
    Crestone Securities Llc
    Boulder, CO
  • 04/2024 → Present
    Boulder, CO
Previous Registrations
  • 2017-05-11 → 2024-05-08
    Crestone Asset Management Llc
    Boulder, CO
  • 2013-08-27 → 2017-03-28
    Princeton, NJ
    New York, NY
    Princeton, NJ
  • 2010-02-08 → 2012-08-31
    James Capital Alliance Inc
    Xenia, OH
Other Businesses

?the name of the other business: Grabella's ?whether the business is investment-related: No ?the address of the other business: 300 Center Drive Suite 348, Superior, CO, 80027 ?the nature of the other business: Startup company, founded by my spouse Graciela McGowan, in the frozen and shelf stable breakfast food consumer package goods industry (including waffles, pancakes, muffins, cookies, etc.). ?your position: Founding Board Member ?title, or relationship with the other business: Founding Board Member ?the start date of your relationship: October 2024 ?the approximate number of hours/month you devote to the other business: 5-10 ?the number of hours you devote to the other business during securities trading hours: 0-1 ?and briefly describe your duties relating to the other business: Typical board member duties around fiduciary duty, corporate governance related matters, providing strategic advice and guidance for the organization, and general support where I can be value add.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-03-19
S65 Uniform Investment Adviser Law Examination 2010-02-05
  • S63 Uniform Securities Agent State Law Examination
    2010-03-19
  • S65 Uniform Investment Adviser Law Examination
    2010-02-05
Designations

View on SEC IAPD

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