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10 Sterling Blvd Suite 402, Englewood, NJ 07631 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-05-15 |
Branch Locations
1048 Pearl St Suite 450, Boulder, CO 80302 • United States
10 Sterling Blvd Suite 402, Englewood, NJ 07631 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Blackrock Investments, Llc | New York | NY | 04/2013 | 03/2017 |
| Crestone Asset Management Llc | Boulder | CO | 04/2017 | 03/2024 |
| Crestone Securities Llc | Boulder | CO | 04/2017 | 03/2024 |
| Pathstone | Boulder | CO | 04/2024 | Present |
?the name of the other business: Grabella's ?whether the business is investment-related: No ?the address of the other business: 300 Center Drive Suite 348, Superior, CO, 80027 ?the nature of the other business: Startup company, founded by my spouse Graciela McGowan, in the frozen and shelf stable breakfast food consumer package goods industry (including waffles, pancakes, muffins, cookies, etc.). ?your position: Founding Board Member ?title, or relationship with the other business: Founding Board Member ?the start date of your relationship: October 2024 ?the approximate number of hours/month you devote to the other business: 5-10 ?the number of hours you devote to the other business during securities trading hours: 0-1 ?and briefly describe your duties relating to the other business: Typical board member duties around fiduciary duty, corporate governance related matters, providing strategic advice and guidance for the organization, and general support where I can be value add.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2010-03-19 |
| S65 | Uniform Investment Adviser Law Examination | 2010-02-05 |
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