Anthony David Mlachnik

Current Employers

Employment History

• 04/2011 → 08/2019
  Ameriprise Financial Services, Inc.
  Barrington, IL
• 08/2019 → 05/2025
  Northrock Partners
  Minneapolis, MN
• 07/2025 → Present
  Annex Wealth Management
  Brookfield, WI

Previous Registrations

• 2019-08-09 → 2025-05-19
  Northrock Partners, Llc
  Barrington, IL
  Minneapolis, MN
  Deer Park, IL
  Milwaukee, WI
• 2011-05-09 → 2019-08-13
  Ameriprise Financial Services, Llc
  Barrington, IL

Other Businesses

1)Real Estate Ownership; Multi-Family; West Allis WI 53227; Feb 2013/ Multi-Family; West Allis WI; Not Investment Related; Jan 2013/ Multi-Family; West Allis WI; Not Investment Related; Jan 2013. 2) Business Ownership; KASE Consulting (formerly Basketball RAP, LLC); & AM Strategies, LLC; Co-Managing Director; Consulting; Milwaukee WI 53202; Not Investment Related; Jan 2010; 10-19 hours per month; 0 during trading hours 3) KASE Properties, LLC; and 3rd Shore North, LLC, KASE Properties, LLC; Real Estate; Waukesha WI 53186; Not Investment Related; Jan 2012; 1-9 hours per month; 0 during trading hours. 4) AMTM Real Estate, LLC; Yes Investment Related; 520 West Juneau Avenue, Milwaukee, WI 53202; Office space leasing; Title of Manager; Started 1/1/2023; 8 hours devoted to business; 0 hours during trading hours; Duties include lease space, socials. 5) Maintains current WI insurance licensure. 6)3SN 6th Street, LLC; 520 W. Juneau Ave Milwaukee, KASE Properties is an investor; Yes investment related Jan 2025 0 hours

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-05-06
• S63 Uniform Securities Agent State Law Examination
  2011-02-09