Best Investors
Account
Sign in
Best Investors
Account
Sign in
555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-05-05 |
| NY | RA | APPROVED | 2021-11-09 |
Branch Locations
400 Park Avenue, 8Th Floor, New York, NY 10022 • United States
Fairfield, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonfund Securities, Inc. | Wilton | CT | 01/2014 | 03/2018 |
| Deutsche Bank Trust Company Americas | New York | NY | 03/2018 | 09/2021 |
| Deutsche Bank Securities Inc. | New York | NY | 04/2018 | 09/2021 |
| City National Securities, Inc. | New York | NY | 10/2021 | Present |
(1) I am currently the Treasurer and board member of the Bartlett Arboretum and Gardens, a 501c3 nonprofit in Stamford, CT. (2) Name of Entity: Old Colony YMCA; Non investment-related; Address: 320 Main Street, Brockton, MA 02301; Nature of OBA: The YMCA is the leading nonprofit committed to strengthening individuals and communities across the country. Every day, we help people connect to their purpose, potential and each other. Working locally, we focus on supporting young people, improving health and well-being and inspiring action in and across communities. Learn more about how you can get involved, donate and advocate in your community.; Position/Title/Relationship: Committee Member; Start Date: 2024-03-25; Time devoted: 2 hours per month; 0 during securities trading hours; Duties: Approving the annual budget, Monitoring monthly financial statements, Overseeing financial reporting, including the annual IRS Form 990 and all required tax filings, Ensuring the organization has the cash reserves necessary for long-term success.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-09-07 |
Reach out to this advisor