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14 Penn Plaza Ste 1316, New York, NY 10122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-11-07 |
| CT | RA | APPROVED | 2025-10-17 |
| NY | RA | APPROVED | 2025-10-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones Investments | Fairfield | CT | 06/2015 | 01/2017 |
| Fidelity Brokerage Services | Stamford | CT | 01/2017 | 11/2017 |
| Pruco Securities Llc | White Plains | NY | 01/2018 | 02/2020 |
| Prudential Insurance Company Of America | White Plains | NY | 01/2018 | 02/2020 |
| Unemployed | Norwalk | CT | 11/2017 | 12/2017 |
| Guardian Life Insurance Company | Rye Brook | NY | 03/2020 | 05/2023 |
| Park Avenue Securities | Rye Brook | NY | 03/2020 | 05/2023 |
| Moors Cabot Inc | Westport | CT | 05/2023 | 10/2025 |
| Dinosaur Financial Group, Llc | New York | NY | 10/2025 | Present |
| Rmr Wealth Management | New York | NY | 10/2025 | Present |
1) Norwalk Junior Soccer Association, Non investment related, Board member, Address: P.O. Box 415, Belden Avenue, Norwalk, CT 06852 Start Date: 05/2011, 2 hours per month, 0 during securities trading hours. Review financial assistance applications, train, and monitor volunteer coaches. 2) Norwalk Senior Center, Non investment related, Board Member, Secretary, Address: 11 Allen Road, Norwalk, CT 06851, Activities & Services for Seniors. Start Date: 01/01/2014, 2 hours per month, 0 during securities trading hours, Serve on Board of Directors. 3) First Presbyterian Church of New Cannan, Non investment related, 178 Denoke Ridge, New Canaan CT 06840, Church, Religious Organization, Started 2012, 10 hours per month, 0 hours during securities trading hours, Role: Elder for Adult Education, Oversee Church's activities relating to adult education. 4) Grassrouts Tennis & Education, Non investment related, 11 Ingalls Ave, Norwalk CT 06854, Youth Tennis and Education, Advisory Board Member started 2009, 10 hours per month, 0 hours during securities trading hours. Assist with fundraising, 5) 2 Wings International, Non investment related, 1010 Washington Blvd, Stamford CT 06901, Nature of business: Reinsurance and risk solutions, Consultant, started 9/2025, 25 hours per month, 10 hours per month during securities trading hours, Consulting/accounting.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-03-04 |
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