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Michelle Balatero

LPl Financial LLC

San Diego, CA

Chula Vista, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-02-12
  • CA RA
    APPROVED
    Since 2021-02-12

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Chula Vista, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade San Diego CA 10/2016 02/2021
Solar Turbines/Volt San Diego CA 08/2016 09/2016
Lpl Financial, Llc San Diego CA 02/2021 Present
  • 10/2016 → 02/2021
    Td Ameritrade
    San Diego, CA
  • 08/2016 → 09/2016
    Solar Turbines/Volt
    San Diego, CA
  • 02/2021 → Present
    Lpl Financial, Llc
    San Diego, CA
Previous Registrations
  • 2011-07-21 → 2016-08-11
    Td Ameritrade, Inc.
    San Diego, CA
    San Diego, CA
  • 2010-03-29 → 2011-06-08
    First Command Brokerage Services, Inc.
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-03-26
  • S66 Uniform Combined State Law Examination
    2010-03-26
Designations
Other Names
  • Michelle Flores Aviles
  • Michelle F Balatero
  • Michelle Flores Balatero

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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