Best Investors
Account
Sign in
Best Investors
Account
Sign in
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-03 |
| TX | RA | APPROVED_RES | 2020-02-20 |
| NJ | RA | APPROVED | 2019-01-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 01/2012 | 09/2016 |
| Massmutual Life Insurance Company/ Fortis Lux Financial | New York | NY | 05/2017 | 01/2019 |
| Mml Investors Services, Llc | New York | NY | 05/2017 | 01/2019 |
| Unemployed | New York | NY | 10/2016 | 03/2017 |
| Penn Mutual/ Empire Wealth Strategies | New York | NY | 03/2017 | 05/2017 |
| Jp Morgan Securities, Llc | New York | NY | 01/2019 | Present |
| Jp Morgan Chase Bank, N.A. | New York | NY | 01/2019 | Present |
| Fortis Lux Financial, Agency Of Mass Mutual Life Insurance Compa | New York | NY | 05/2017 | 05/2024 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-04-14 |
| S63 | Uniform Securities Agent State Law Examination | 2010-06-15 |
Reach out to this advisor