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Charlie Ann Rodriguez

J.P. Morgan Securities LLC

Houston, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-05-14
  • TX RA
    APPROVED
    Since 2015-05-14

Branch Locations

5847 San Felipe St, Houston, TX 77057 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Na Houston TX 12/2009 01/2024
J.P. Morgan Securities Llc Sugar Land TX 10/2012 01/2024
Jpmorgan Chase Bank, N.A. Houston TX 01/2024 Present
J.P. Morgan Securities Llc Houston TX 01/2024 Present
Goshen Grace Llc Needville TX 04/2025 Present
  • 12/2009 → 01/2024
    Jp Morgan Chase Na
    Houston, TX
  • 10/2012 → 01/2024
    Sugar Land, TX
  • 01/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Houston, TX
  • 01/2024 → Present
    Houston, TX
  • 04/2025 → Present
    Goshen Grace Llc
    Needville, TX
Other Businesses

Entity Name: Goshen Grace LLC Investment related: No Address: 3210 Reeh Rd Unit E Needville, TX Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 04/07/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: We currently have 2 rental properties. We established a business that has to do with purchasing and leasing of additional residential and commercial property.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-22
S63 Uniform Securities Agent State Law Examination 2010-02-03
  • S66 Uniform Combined State Law Examination
    2015-04-22
  • S63 Uniform Securities Agent State Law Examination
    2010-02-03
Other Names
  • Charlie Dotts
  • Charlie Ann Dotts
  • Charlie Ann Dotts

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