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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-06-19
IL RA APPROVED 2017-06-12
  • TX RA
    APPROVED
    Since 2017-06-19
  • IL RA
    APPROVED
    Since 2017-06-12

Branch Locations

1603 Orrington Avenue, Evanston, IL 60201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Evanston IL 12/2009 Present
J.P. Morgan Securities Llc Evanston IL 10/2012 Present
Edelweiss Restaurant Norridge IL 12/2022 Present
  • 12/2009 → Present
    Jpmorgan Chase Bank, N.A.
    Evanston, IL
  • 10/2012 → Present
    Evanston, IL
  • 12/2022 → Present
    Edelweiss Restaurant
    Norridge, IL
Other Businesses

Entity Name: Edelweiss Restaurant Investment related: No "Address: 7650 W Irving Park Rd Norridge, IL 60706" Nature of the other business: Restaurant Position/Title/Relationship: Employee/Contractor Start Date: 12/01/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Restaurant / Food Service consulting and not anyway related or similar to current role

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-06
S63 Uniform Securities Agent State Law Examination 2010-01-13
  • S66 Uniform Combined State Law Examination
    2017-06-06
  • S63 Uniform Securities Agent State Law Examination
    2010-01-13
Other Names
  • Stephen G Wendling

View on SEC IAPD

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