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1560 Sherman Avenue Ste 1300, Evanston, IL 60201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-10-30 |
| WA | RA | APPROVED | 2025-10-30 |
| LA | RA | APPROVED | 2024-10-30 |
| WI | RA | APPROVED | 2024-05-16 |
| CO | RA | APPROVED | 2024-05-10 |
| AZ | RA | APPROVED | 2024-01-31 |
| OH | RA | APPROVED | 2024-01-10 |
| NY | RA | APPROVED | 2023-08-24 |
| GA | RA | APPROVED | 2023-06-29 |
| DC | RA | APPROVED | 2023-03-06 |
| UT | RA | APPROVED | 2023-02-14 |
| MD | RA | APPROVED | 2022-05-02 |
| MI | RA | APPROVED | 2022-04-05 |
| FL | RA | APPROVED | 2020-09-03 |
| NC | RA | APPROVED | 2020-08-31 |
| IN | RA | APPROVED | 2019-08-21 |
| CA | RA | APPROVED | 2019-08-13 |
| VA | RA | APPROVED | 2019-08-12 |
| TX | RA | APPROVED_RES | 2018-10-24 |
| IL | RA | APPROVED | 2013-10-29 |
Branch Locations
1560 Sherman Avenue Suite 1300, Evanston, IL 60201 • UNITED STATES
1560 Sherman Avenue Ste 1300, Evanston, IL 60201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Chase Investment Services Corp. | Chicago | IL | 07/2005 | Present |
| Romano Brothers & Company | Evanston | IL | 11/2006 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 2003-01-17 |
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