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1560 Sherman Avenue Ste 1300, Evanston, IL 60201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-11-05 |
| MI | RA | APPROVED | 2023-09-21 |
| DC | RA | APPROVED | 2023-05-09 |
| MD | RA | APPROVED | 2022-05-04 |
| NC | RA | APPROVED | 2019-04-16 |
| WI | RA | APPROVED | 2019-01-17 |
| TX | RA | APPROVED_RES | 2018-10-24 |
| CO | RA | APPROVED | 2018-10-12 |
| CA | RA | APPROVED | 2018-09-28 |
| IL | RA | APPROVED | 2004-03-01 |
Branch Locations
1560 Sherman Avenue Suite 1300, Evanston, IL 60201 • UNITED STATES
1560 Sherman Ave. Suite 1300, Evanston, IL 60201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Romano Brothers & Co. | Evanston | IL | 10/2003 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 2003-08-05 |
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