Joseph Richardviktory Romano

Current Employers

Romano Brothers And Company

1560 Sherman Avenue Ste 1300, Evanston, IL 60201 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2025-10-30
NY	RA	APPROVED	2024-05-16
GA	RA	APPROVED	2023-07-03
DC	RA	APPROVED	2023-05-16
UT	RA	APPROVED	2023-02-16
FL	RA	APPROVED	2023-01-23
MD	RA	APPROVED	2022-04-29
OR	RA	APPROVED	2019-11-06
OH	RA	APPROVED	2019-10-07
NC	RA	APPROVED	2019-04-15
AZ	RA	APPROVED	2019-01-22
WI	RA	APPROVED	2019-01-16
SC	RA	APPROVED	2018-10-31
IN	RA	APPROVED	2018-10-17
MN	RA	APPROVED	2018-10-17
CO	RA	APPROVED	2018-10-11
MI	RA	APPROVED	2018-10-08
CA	RA	APPROVED	2018-09-26
VA	RA	APPROVED	2018-06-29
TX	RA	APPROVED_RES	2004-09-23
IL	RA	APPROVED	1998-06-25

WA RA
APPROVED

Since 2025-10-30
NY RA
APPROVED

Since 2024-05-16
GA RA
APPROVED

Since 2023-07-03
DC RA
APPROVED

Since 2023-05-16
UT RA
APPROVED

Since 2023-02-16
FL RA
APPROVED

Since 2023-01-23
MD RA
APPROVED

Since 2022-04-29
OR RA
APPROVED

Since 2019-11-06
OH RA
APPROVED

Since 2019-10-07
NC RA
APPROVED

Since 2019-04-15
AZ RA
APPROVED

Since 2019-01-22
WI RA
APPROVED

Since 2019-01-16
SC RA
APPROVED

Since 2018-10-31
IN RA
APPROVED

Since 2018-10-17
MN RA
APPROVED

Since 2018-10-17
CO RA
APPROVED

Since 2018-10-11
MI RA
APPROVED

Since 2018-10-08
CA RA
APPROVED

Since 2018-09-26
VA RA
APPROVED

Since 2018-06-29
TX RA
APPROVED_RES

Since 2004-09-23
IL RA
APPROVED

Since 1998-06-25

Branch Locations

1560 Sherman Avenue Suite 1300, Evanston, IL 60201 • UNITED STATES

1560 Sherman Ave. Suite 1300, Evanston, IL 60201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Romano Brothers And Company	Evanston	IL	08/1995	Present

08/1995 → Present

Romano Brothers And Company

Evanston, IL

Other Businesses

Joseph Romano is engaged in the following business activities: #1 Principal,Romano Ventures Partnership. This entity invests in privately held startup companies and is located at 1560 Sherman Ave. Evanston IL 60201. This entity was formed in 2014. The time involvement is minimal and not during securities trading hours. #2 Partner, Romano Research Fund. This entity invests in privately held technology companies and is located at 1560 Sherman Ave. Evanston IL 60201. The entity was formed in 2018. Time involvement is minimal and not during securities trading hours. #3 Advisory Board Member, FinTech Ranger, LLC. This non-investment related entity provides business strategy consulting and is located at 318 W. Adams St. Chicago, IL 60611. Start date was 8/28/2019. Time involvement is minimal and not during securities trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1995-11-21

S63 Uniform Securities Agent State Law Examination

1995-11-21

Designations

View on SEC IAPD

Current Employers

Romano Brothers And Company

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Firms

Other Investors

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