Nick Sean Summa

Current Employers

Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2017-02-28

IL RA
APPROVED

Since 2017-02-28

Branch Locations

1175 East Ogden, Naperville, IL 60563 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fifth Third	Munster	IN	11/2007	Present
Fifth Third Securities	Munster	IN	12/2009	Present

11/2007 → Present

Fifth Third

Munster, IN
12/2009 → Present

Fifth Third Securities

Munster, IN

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-02-27
S63	Uniform Securities Agent State Law Examination	2010-05-04

S65 Uniform Investment Adviser Law Examination

2017-02-27
S63 Uniform Securities Agent State Law Examination

2010-05-04

View on SEC IAPD

Current Employers

Fifth Third Securities, Inc.

Disclosures

Employment History

Exams

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